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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-11 |
| MO | RA | APPROVED | 2017-07-19 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Chesterfield | MO | 08/2002 | Present |
| Massmutual Life Insurance Co | Chesterfield | MO | 05/2002 | Present |
(1) NAME: PHILIP MICELI INV REL: Y ADDR: 5686 OLEATHA AVE, ST LOUIS, MO 63139 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 01/01/2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWN HOUSE AND GENERAL MAINTENANCE. (2) NAME: MICELI FINANCIAL, LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 8/26/2024, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING: 40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-17 |
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