Joseph Brian Mondell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 12/2016
  Bokf, Na
  Tulsa, OK
• 01/2015 → 12/2016
  Cavanal Hill Investment Management, Inc.
  Tulsa, OK
• 01/2015 → 12/2016
  Cavanal Hill Distributors, Inc.
  Tulsa, OK
• 01/2015 → 12/2016
  Bok Financial Securities, Inc.
  Baltimore, MD
• 12/2016 → 09/2018
  T. Rowe Price
  Baltimore, MD
• 09/2018 → 12/2020
  Raymond James & Associates, Inc.
  Baltimore, MD
• 12/2020 → Present
  Ameriprise Financial Services, Llc
  Owings Mills, MD

Previous Registrations

• 2018-09-04 → 2020-12-15
  Raymond James & Associates, Inc.
  Hunt Valley, MD
• 2017-01-17 → 2018-09-06
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD
• 2015-02-02 → 2016-12-22
  Cavanal Hill Investment Management, Inc.
  Tulsa, OK
• 2008-08-27 → 2015-02-10
  M&T Securities, Inc.
  Buffalo, NY
  Baltimore, MD
  Baltimore, MD
  Buffalo, NY
  Buffalo, NY
• 2007-10-17 → 2008-07-02
  Chase Investment Services Corp.
  New York, NY
  New York, NY
• 2003-12-11 → 2006-12-04
  Td Ameritrade, Inc.
  New York, NY
  New York, NY
• 2003-01-13 → 2003-10-09
  Ameriprise Financial Services, Llc
  Columbia, MD

Other Businesses

Business Ownership; JB Mondell LLC; Owner; Manage Ameriprise Business; 6858 Copperbend Lane, Baltimore, MD, USA, , Baltimore, MD, 21209; Not Investment-Related; 01/19/2021; 0 hours per month; 0 during trading hours. Board of Directors; The Education Foundation of Baltimore County Public Schools; VP of Advancement; 105 Chesapeake Ave Suite B1, , Towson, MD, 21204; Not Investment-Related; 08/31/2022; 1 to 9 hours per month; 0 during trading hours / League of Dreams; Board Member; 1901 Clifden Road, , BALTIMORE, MD, 21228; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Katz Music Center; Board Member; MMAE, 7000 Rockland Hills Dr, Baltimore, MD, 21209; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-10

Other Names

• Brian Joseph Mondell