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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2010-11-18 |
Branch Locations
1500 Fairview Ave E, Suite 100, Seattle, WA 98102 • United States
1500 Fairview Ave E, Suite 100, Seattle, WA 98102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington State Employees Credit Union | Olympia | WA | 10/2010 | Present |
| Lpl Financial Llc | Charlotte | NC | 11/2010 | Present |
1. 11/07/2010- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) 2. 03/04/2011 NON-VARIABLE INSURANCE, WSECU INSURANCE SERVICES, 5%. 3. 08/05/2011 - WSECU INVESTMENT MANAGEMENT - REGISTERED INVESTMENT ADVISOR DBA - (FP) WSECU INVESTMENT MANAGEMENT - 5%. 4. 10/25/2022 - BalaYoga - Not Investment Related - 9750 NE 119th Way in Kirkland, WA 98034 - Outside/W-2 Employment - Substitute yoga teacher - Start Date: 07/05/2022 - 3 Hours Per Month/0 Hours During Securities Trading. 5. 12/03/2024- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU Investment Services - Investment Related - At Reported Business Location(s) - Start Date 11/29/2024. 6. 12/27/2024- ProClub Bellevue- Outside/W-2 Employment- Yoga Instructor- Not Investment Related - 4455 148th Ave NE, Bellevue, WA 98007 - Start Date 12/16/2024 - 8 Hours per Month/ 0 Hours During Trading 7. 12/27/2024- Be One Yoga- Outside/W-2 Employment- Yoga Instructor- Not Investment Related - 11220 NE 124th St, Kirkland, WA 98034 - Start Date 08/15/2023 - 4 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-02 |
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