Ryan Michael Carruth

Current Employers

Employment History

• 01/2001 → Present
  Shavlik Financial Services
  Long Lake, MN
• 07/2015 → 06/2024
  Securities America Inc.
  Long Lake, MN
• 07/2015 → 06/2024
  Securities America Advisors
  Long Lake, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Long Lake, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Long Lake, MN

Previous Registrations

• 2015-07-20 → 2024-06-14
  Securities America Advisors, Inc.
  Long Lake, MN
• 2014-01-31 → 2015-07-27
  Fintegra, Llc
  Long Lake, MN

Other Businesses

1. METROPOLITAN FINANCIAL MORTGAGE COMPANY POSITION: Mortgage loan origination NATURE: Mortgage Origination INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 11 START DATE: 04/01/2003 ADDRESS: 1865 W. Wayzata Blvd STE 206, Long Lake MN 55356 DESCRIPTION: I am a licensed loan originator in the state of Minnesota. NMLS# 376594 2. SHAVLIK FINANCIAL SERVICES POSITION: Sales NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2002 ADDRESS: 1865 W. Wayzata Blvd STE 206, Long Lake MN 55356 DESCRIPTION: Investment clients that have a need for fixed insurance products 3. LAKES AT MAPLE GROVE HOME OWNERS ASSOCIATION POSITION: President NATURE: President of Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2011 ADDRESS: 8599 Magnolia Ct N, Maple Grove MN 55369 DESCRIPTION: Title; President. Responsibilities, take notes a meetings, vote on issues for the home owners association. Hire and communicate with a management company to handle the funds for the association. 4. SHAVLIK FINANCIAL SERVICES POSITION: Tax Preparer/Planner NATURE: Tax preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 52 START DATE: 01/01/2001 ADDRESS: 1865 W. Wayzata Blvd STE 206, Long Lake MN 55356 DESCRIPTION: I prepare over 500 tax returns per year. I help answer all kinds of income tax related questions, or help clients respond to IRS letters or audits. I am an Enrolled Agent. The OBA activity is investment related because I can do tax projections for clients to determine if they should do ROTH conversions, increase IRA distributions to keep under certain income tax thresholds or help reduce taxes by contributing to IRA accounts. These are a few examples of how the investment and tax business are interrelated.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-27

Designations

Other Names

• Ryan M. Carruth