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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-12-04
WI RA APPROVED 2025-12-04
  • MN RA
    APPROVED
    Since 2025-12-04
  • WI RA
    APPROVED
    Since 2025-12-04

Branch Locations

125 Lake Street West, Wayzata, MN 55391 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Wayzata MN 02/2012 07/2023
Park Avenue Securities Wayzata MN 04/2018 07/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 09/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2023 09/2025
Prowealth Financial Maple Grove MN 08/2023 09/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
  • 02/2012 → 07/2023
    Guardian Life Insurance Company
    Wayzata, MN
  • 04/2018 → 07/2023
    Park Avenue Securities
    Wayzata, MN
  • 08/2023 → 09/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → 09/2025
    Schaumburg, IL
  • 08/2023 → 09/2025
    Prowealth Financial
    Maple Grove, MN
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. TAYLOR FOSTER, 125 Lake Street W, Suite 213, Wayzata MN 55391, United States, 11/24/2025, Agent, 1099, NIR, 20 HR/MO - 15 HR/MO TRADING 2. TAYLOR FOSTER / ALTURA WEALTH, 125 Lake Street W, Suite 213, Wayzata MN 55391, United States, 11/24/2025, Owner, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 12/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14

View on SEC IAPD

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