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Garrett B Sloan

Charles Schwab & Co., Inc.

Seattle, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
WA RA APPROVED 2011-08-10
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • WA RA
    APPROVED
    Since 2011-08-10

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Seattle WA 10/2005 Present
Charles Schwab Bank Seattle WA 11/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 2002-12-23
  • S66 Uniform Combined State Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2002-12-23
Other Names
  • Garrett B. Sloan

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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