Mark Essenfeld

Current Employers

Employment History

• 01/2016 → 03/2017
  Msi Financial Services, Inc.
  Downers Grove, IL
• 03/2017 → 09/2018
  Mml Investors Services, Llc
  Downers Grove, IL
• 09/2018 → 07/2020
  Tcg Advisors Lp
  Austin, TX
• 07/2020 → 05/2024
  Tcg Advisors, Llc A Hub International Company
  Austin, TX
• 08/2021 → 05/2024
  Hub International
  Chicago, IL
• 06/2024 → Present
  Soltis Investment Advisors Llc
  St George, UT

Previous Registrations

• 2022-01-06 → 2024-07-22
  Hub Investment Partners, Llc
  Oswego, IL
  Austin, TX
• 2020-11-16 → 2021-12-31
  Hub Investment Partners, Llc
  Oswego, IL
  Austin, TX
• 2017-03-25 → 2018-09-21
  Mml Investors Services, Llc
  Lisle, IL
• 2016-01-22 → 2017-03-25
  Msi Financial Services, Inc.
  Downers Grove, IL
• 2013-04-30 → 2015-12-14
  Lpl Financial Llc
  Sandwich, IL
  Milbrook, IL
  Plano, IL
  Aurora, IL
  Plainfield, IL
  Aurora, IL
  Plainfield, IL
  Elwood, IL
  Plainfield, IL
  Shorewood, IL
  Minooka, IL
  Newark, IL
  Normal, IL
  Aurora, IL
  Plainfield, IL
  Plainfield, IL
  Somonauk, IL
  Sandwich, IL
• 2010-10-15 → 2013-04-30
  Cetera Investment Services Llc
  Aurora, IL
• 2009-05-01 → 2010-10-12
  Ameriprise Financial Services, Llc
  Chicago, IL
• 2007-04-02 → 2009-05-04
  Morgan Stanley & Co. Llc
  Lisle, IL
• 2003-08-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lisle, IL
  Lisle, IL

Other Businesses

Life's Plan Inc., is located at 901 Warrenville Rd., Suite 500, Lisle, IL 60532. My position within the organization is Treasurer for the Board of Trustees. As Treasurer, I do not control any accounts, but rather I provide guidance and oversight on financial matters relating to the operation of the not-for-profit organization. Our work is investment related. I started at Life's Plan Inc. on 3/1/2010. Hours a month: 2. Hours during trading: 2.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-22
• S63 Uniform Securities Agent State Law Examination
  2002-08-13

Designations