Diane Gardner

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Hermitage, PA

Other Businesses

1. 5/28/2013: Community Counseling Center of Mercer County - Not Investment Related - COMMUNITY, CIVIC AND CHARITABLE BOARD - Community Counseling Center board member. Majority vote is required to execute decisions for the organization. This is a volunteer position - 0 Hrs/Mth - 0 Hrs During Trading -5% OF TIME SPENT 2. 11/8/2019 - Diane Gardner LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/08/2019 - 225 Hrs/Mth - 200 Hrs During Trading. 3. 05/17/2022 - Midtown Financial LLC - DBA: Midtown Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/20/2022 - 25 Hours Per month/25 Hours During Securities Trading. 4. 06/29/2022 - No Business Name - Investment Related - New Wilmington, PA 16142 - Real Estate Rental - Owner - Start Date - 07/01/2022 - 3 Hours Per Month/ 1 Hours During Securities Trading. 5. 07/30/2025 - Ivy Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/01/2025 - 35 Hrs/Mth - 35 Hrs During Trading. 6. 06/18/2026 - 3Mark Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/19/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-01
• S63 Uniform Securities Agent State Law Examination
  2002-09-16

Designations