Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-29 |
| UT | RA | APPROVED | 2025-08-29 |
Branch Locations
10421 S Jordan Gtwy Ste 600, South Jordan, UT 84095-3902 • United States
Draper, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | South Jordan | UT | 12/2003 | Present |
| Financial Advocates Investment Management | South Jordan | UT | 12/2014 | 08/2025 |
(1) 12/17/2014: COLTON READING - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 01/01/2002 - 20% OF TIME SPENT - AGENT. INS TYPES: LIFE, HEALTH, LONG-TERM CARE, DISABILITY (2) 12/17/2014: COLTON READING INC. - IVN REL - 1061 E STRAW HAT LN, DRAPER, UT 84020 - REAL ESTATE RENTAL - START 01/01/2000 - 2% OF TIME SPENT - OWNER (3) 01/07/2015: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - IVN REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - 50% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE (4) 01/12/2015: SAGE WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/06/2015 - 80 HR/MO ALL DURING SECS TRDG HRS (5) 07/16/2015: AMERICAN UNITED INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/13/2015 - 80 HR/MO ALL DURING SECS TRDG HRS (6) 07/21/2015: FAIM - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: AMERICAN UNITED INVESTMENT SERVICES - START 07/13/2015 - 80 HR/MO ALL DURING SECS TRDG HRS (7) 07/21/2015: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: SAGE WEALTH MANAGEMENT - START 01/06/2015 - 80 HR/MO ALL DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-17 |
Reach out to this advisor