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Richard Murray Held

Tiaa-Cref Individual & Institutional Services, LLC

Cambridge, MA

Duxbury, MA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-09-02
  • MA RA
    APPROVED
    Since 2015-09-02

Branch Locations

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

Duxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Cambridge MA 08/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Cambridge MA 08/2015 Present
Previous Registrations
  • 2014-05-01 → 2015-08-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mansfield, MA
    Mansfield, MA
    Boston, MA
    Franklin, MA
    Mansfield, MA
    Mansfield, MA
    Franklin, MA
  • 2010-01-20 → 2014-04-10
    Citizens Securities, Inc.
    Boston, MA
    Boston, MA
  • 2004-10-20 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Cambridge, MA
    Burlington, MA
    Cambridge, MA
  • 2004-04-15 → 2004-10-20
    Quick & Reilly, Inc.
    Cambridge, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-25
S65 Uniform Investment Adviser Law Examination 2002-09-25
  • S63 Uniform Securities Agent State Law Examination
    2002-09-25
  • S65 Uniform Investment Adviser Law Examination
    2002-09-25

View on SEC IAPD

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Other Offices

GENERAL CATALYST · CAMBRIDGE, MA
G20 CAPITAL MANAGEMENT, LLC · CAMBRIDGE, MA
GC WEALTH MANAGEMENT RIA, LLC · CAMBRIDGE, MA
CATALYST IMPACT PARTNERS CORP. · CAMBRIDGE, MA
EDULAB CAPITAL MANAGEMENT COMPANY, LLC · CAMBRIDGE, MA
KSI ADVISORS, LLC · CAMBRIDGE, MA
KENDALL INVESTMENTS, LLC · CAMBRIDGE, MA
VIRAJ CAPITAL, LLC · CAMBRIDGE, MA

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