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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
1612 Summit Ave Suite 350, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles R. Green & Associates | North Richland Hills | TX | 07/1996 | Present |
| First Western Securities, Inc. | Hurst | TX | 04/2002 | Present |
| Sagepoint Financial | Fort Worth | TX | 10/2015 | Present |
| Charles R. Green & Associates, Inc | Fort Worth | TX | 07/1996 | Present |
| Charles R. Green & Associates | Fort Worth | TX | 03/2010 | Present |
| Osaic Wealth, Inc. | Fort Worth | TX | 09/2023 | Present |
1. CHARLES R. GREEN & ASSOCIATES, INC POSITION: VP of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 07/09/1996 ADDRESS: 1612 Summit Ave, Ste 350, Fort Worth TX 76102, United States DESCRIPTION: Maintain, open and close client accounts; process trades as directed by advisor, oversee all areas of operations andstaff. Servicing clients including notarizing documents. 2. CHARLES R. GREEN & ASSOCIATES POSITION: Servicing NATURE: TX General Lines Agent - not actively selling INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/09/2010 ADDRESS: 1612 Summit Ave, Suite 350, Fort Worth TX 76102, United States DESCRIPTION: provide customer support on insurance policies and LTC. Servicing clients, includes notarizing documents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-03 |
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