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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

1612 Summit Ave Suite 350, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles R. Green & Associates North Richland Hills TX 07/1996 Present
First Western Securities, Inc. Hurst TX 04/2002 Present
Sagepoint Financial Fort Worth TX 10/2015 Present
Charles R. Green & Associates, Inc Fort Worth TX 07/1996 Present
Charles R. Green & Associates Fort Worth TX 03/2010 Present
Osaic Wealth, Inc. Fort Worth TX 09/2023 Present
  • 07/1996 → Present
    Charles R. Green & Associates
    North Richland Hills, TX
  • 04/2002 → Present
    First Western Securities, Inc.
    Hurst, TX
  • 10/2015 → Present
    Sagepoint Financial
    Fort Worth, TX
  • 07/1996 → Present
    Charles R. Green & Associates, Inc
    Fort Worth, TX
  • 03/2010 → Present
    Charles R. Green & Associates
    Fort Worth, TX
  • 09/2023 → Present
    Fort Worth, TX
Previous Registrations
  • 2018-06-21 → 2023-09-01
    Osaic Services, Inc.
    Fort Worth, TX
Other Businesses

1. CHARLES R. GREEN & ASSOCIATES, INC POSITION: VP of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 07/09/1996 ADDRESS: 1612 Summit Ave, Ste 350, Fort Worth TX 76102, United States DESCRIPTION: Maintain, open and close client accounts; process trades as directed by advisor, oversee all areas of operations andstaff. Servicing clients including notarizing documents. 2. CHARLES R. GREEN & ASSOCIATES POSITION: Servicing NATURE: TX General Lines Agent - not actively selling INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/09/2010 ADDRESS: 1612 Summit Ave, Suite 350, Fort Worth TX 76102, United States DESCRIPTION: provide customer support on insurance policies and LTC. Servicing clients, includes notarizing documents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-20
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S65 Uniform Investment Adviser Law Examination
    2018-06-20
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03

View on SEC IAPD

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