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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-21 |
| NE | RA | APPROVED | 2021-01-19 |
Branch Locations
7818 Cass Street, Omaha, NE 68114 • United States
14010 Fnb Parkway Suite 420, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Omaha | NE | 06/2015 | 08/2018 |
| First National Bank Of Omaha | Omaha | NE | 04/2010 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | Omaha | NE | 06/2015 | 08/2018 |
| Cetera Advisor Networks | El Segundo | CA | 08/2018 | 01/2021 |
| Cwm, Llc Dba Carson Group Partners | Omaha | NE | 08/2018 | 10/2019 |
| Raymond James Financial Services, Inc. | Omaha | NE | 01/2021 | Present |
| Raymond James Financial Services Advisors | Omaha | NE | 01/2021 | Present |
| First National Bank Of Omaha | Omaha | NE | 01/2021 | Present |
| First National Investment Planning | Omaha | NE | 01/2021 | Present |
(1)Name of Business: First Investments and Planning Address: 14010 FNB Pkwy Ste 420, Omaha, NE, 68154, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/11/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor (2)Name of Business: First National Bank of Omaha Address: 14010 FNB Pkwy Ste 420, Omaha, NE, 68154, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: No Start Date: 01/11/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Regional Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-15 |
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