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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Dallas | TX | 09/2012 | 10/2019 |
| Avantax Insurance Services, Inc. | Dallas | TX | 09/2012 | 12/2020 |
| 1St Global Advisors, Inc. | Dallas | TX | 09/2012 | 10/2019 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 12/2020 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 12/2020 |
| The Vanguard Group, Inc. | Plano | TX | 09/2025 | Present |
| Vanguard Marketing Corporation | Plano | TX | 09/2025 | Present |
| Unemployed | Frisco | TX | 12/2020 | 09/2022 |
| Unemployed | Dallas | TX | 09/2022 | 09/2025 |
| Vanguard Advisers, Inc. | Plano | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
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