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Graham Miles Keeton

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-09-05
TX RA APPROVED_RES 2023-09-05
  • DC RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

1775 I Street Nw Suite 200, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management, Llc Washington DC 05/2013 Present
E*Trade Securities Llc Washington DC 05/2013 Present
Morgan Stanley Washington DC 01/2023 Present
Morgan Stanley Washington DC 09/2023 Present
Morgan Stanley Washington DC 09/2023 Present
  • 05/2013 → Present
    E*Trade Capital Management, Llc
    Washington, DC
  • 05/2013 → Present
    E*Trade Securities Llc
    Washington, DC
  • 01/2023 → Present
    Morgan Stanley
    Washington, DC
  • 09/2023 → Present
    Morgan Stanley
    Washington, DC
  • 09/2023 → Present
    Morgan Stanley
    Washington, DC
Previous Registrations
  • 2013-06-25 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Washington, DC
    Washington, DC
  • 2011-02-22 → 2012-08-16
    Chase Investment Services Corp.
    New York, NY
  • 2002-10-07 → 2004-05-10
    Legg Mason Wood Walker, Incorporated
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-02
  • S66 Uniform Combined State Law Examination
    2002-10-02

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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