Brent Larkin Shakespeare

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Raymond James Financial Services, Inc
  St George, UT
• 11/2011 → 08/2022
  Shakespeare Financial Llc
  St. George, UT
• 09/2010 → Present
  Raymond James Financial Services Advisors
  St. George, UT
• 04/2014 → Present
  Utah Affiliated Financial Group, Llc
  St George, UT

Previous Registrations

• 2007-01-29 → 2010-09-09
  Edward Jones
  St George, UT
  St George, UT

Other Businesses

(1)Name of Business: Shakespeare Financial, LLC Address: 2503 S 2310 E Cir, St George, UT, 84790, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/15/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  2007-01-18
• S63 Uniform Securities Agent State Law Examination
  2002-09-26