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200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-10 |
| WY | RA | APPROVED | 2025-01-06 |
| NV | RA | APPROVED | 2025-01-02 |
| NC | RA | APPROVED | 2024-06-20 |
| SC | RA | APPROVED | 2023-08-29 |
| CA | RA | APPROVED | 2023-08-28 |
| CT | RA | APPROVED | 2023-08-28 |
| GA | RA | APPROVED | 2023-08-28 |
| PA | RA | APPROVED | 2023-08-28 |
| NY | RA | APPROVED | 2023-08-27 |
| TX | RA | APPROVED | 2023-08-25 |
| FL | RA | APPROVED | 2005-11-07 |
Branch Locations
200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provenance Wealth Advisors | Fort Lauderdale | FL | 06/2005 | Present |
| Raymond James Financial Services | Fort Lauderdale | FL | 08/2013 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Fort Lauderdale | FL | 09/2013 | 08/2023 |
| Sd Financial Partners, Inc. | Fort Lauderdale | FL | 01/2014 | Present |
| Pwa Securities, Llc | Ft. Lauderdale | FL | 08/2023 | Present |
(1)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/15/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sell long term care, fixed insurance, fixed annuity and disability insurance through various agencies. (2)Name of Business: SD Financial Partners, Inc. Address: 1021 SE 8th Street, Fort Lauderdale, FL, 33316, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S-Corporation for tax reporting purposes and Referral Fees. (3) Name of Business: Memorial Joe DiMaggio Children's Hospital Address: 3501 Johnson Street, Hollywood, FL 33021 - Position /Title: Board Member , Treasurer - Start Date: 01/01/2022 - Hours per month devoted to Business: 10 - Hours per month devoted during trading hours: 10 (4)Name of Business: CEP III, LLC - Address: 1021 SE 8th Street Ft. Lauderdale, FL 33316 - Position/Title: Manger - Start Date: 10/15/2021 Act Type: Private Investment - Hours per month devoted to business: 1 - Hours per month devoted during trading hours: 1 (5) Name of Business: Berkowitz Pollack Brant - Address: 200 E. Las Olas Blvd 19th Fl, Ft. Lauderdale, FL 33301- Start Date: 08/28/2023 Position: Receive fee for referral of clients - Hrs per month -1 - Hrs devoted during trading per month: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-16 |
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