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Current Employers
Provenance Wealth Advisors

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-10
WY RA APPROVED 2025-01-06
NV RA APPROVED 2025-01-02
NC RA APPROVED 2024-06-20
SC RA APPROVED 2023-08-29
CA RA APPROVED 2023-08-28
CT RA APPROVED 2023-08-28
GA RA APPROVED 2023-08-28
PA RA APPROVED 2023-08-28
NY RA APPROVED 2023-08-27
TX RA APPROVED 2023-08-25
FL RA APPROVED 2005-11-07
  • AZ RA
    APPROVED
    Since 2025-01-10
  • WY RA
    APPROVED
    Since 2025-01-06
  • NV RA
    APPROVED
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2024-06-20
  • SC RA
    APPROVED
    Since 2023-08-29
  • CA RA
    APPROVED
    Since 2023-08-28
  • CT RA
    APPROVED
    Since 2023-08-28
  • GA RA
    APPROVED
    Since 2023-08-28
  • PA RA
    APPROVED
    Since 2023-08-28
  • NY RA
    APPROVED
    Since 2023-08-27
  • TX RA
    APPROVED
    Since 2023-08-25
  • FL RA
    APPROVED
    Since 2005-11-07

Branch Locations

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provenance Wealth Advisors Fort Lauderdale FL 06/2005 Present
Raymond James Financial Services Fort Lauderdale FL 08/2013 08/2023
Raymond James Financial Services Advisors Inc. Fort Lauderdale FL 09/2013 08/2023
Sd Financial Partners, Inc. Fort Lauderdale FL 01/2014 Present
Pwa Securities, Llc Ft. Lauderdale FL 08/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/15/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sell long term care, fixed insurance, fixed annuity and disability insurance through various agencies. (2)Name of Business: SD Financial Partners, Inc. Address: 1021 SE 8th Street, Fort Lauderdale, FL, 33316, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S-Corporation for tax reporting purposes and Referral Fees. (3) Name of Business: Memorial Joe DiMaggio Children's Hospital Address: 3501 Johnson Street, Hollywood, FL 33021 - Position /Title: Board Member , Treasurer - Start Date: 01/01/2022 - Hours per month devoted to Business: 10 - Hours per month devoted during trading hours: 10 (4)Name of Business: CEP III, LLC - Address: 1021 SE 8th Street Ft. Lauderdale, FL 33316 - Position/Title: Manger - Start Date: 10/15/2021 Act Type: Private Investment - Hours per month devoted to business: 1 - Hours per month devoted during trading hours: 1 (5) Name of Business: Berkowitz Pollack Brant - Address: 200 E. Las Olas Blvd 19th Fl, Ft. Lauderdale, FL 33301- Start Date: 08/28/2023 Position: Receive fee for referral of clients - Hrs per month -1 - Hrs devoted during trading per month: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-03
S63 Uniform Securities Agent State Law Examination 2003-07-16
  • S65 Uniform Investment Adviser Law Examination
    2005-11-03
  • S63 Uniform Securities Agent State Law Examination
    2003-07-16

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