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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

9275 Sky Park Court Suite 190, San Diego, CA 92123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2012 09/2025
Kestra Investment Services Llc San Diego CA 09/2025 Present
Kestra Advisory Services Llc San Diego CA 09/2025 Present
Previous Registrations
Other Businesses

Business Name : KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: COASTAL LIFE VENTURES INC POSITION: Owner/ President/CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/10/2012 ADDRESS: 9275 Sky Park Court, Suite 190, San Diego CA 92123, United States DESCRIPTION: Everything related to the business operation (paying bills, negotiating lease etc) and the services provided to clients such as investment management and financial planning. Business Name: SHORT TERM RENTAL PROPERTY POSITION: Co Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 221 Canyon Blvd, Unit 143, Mammoth Lakes CA 93546, United States DESCRIPTION: Property management, scheduling and paying bills Business Name: RENTAL PROPERTY POSITION: Sole Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2020 ADDRESS: 1305 SW 209th, Aloha OR 97006, United States DESCRIPTION: Maintenance and upkeep of a single family residence

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
S63 Uniform Securities Agent State Law Examination 2000-01-12
  • S66 Uniform Combined State Law Examination
    2007-02-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12
Designations

View on SEC IAPD

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