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Karen Jeannette Glomb

Wells Fargo Clearing Services, LLC

San Jose, CA

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CA RA APPROVED 2015-10-28
  • TX RA
    APPROVED
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2015-10-28

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Bruno CA 10/2015 11/2016
Wells Fargo Clearing Services, Llc San Bruno CA 11/2016 Present
Previous Registrations
  • 2012-10-24 → 2015-11-12
    J.P. Morgan Securities Llc
    Menlo Park, CA
    Millbrae, CA
    Redwood City, CA
  • 2011-01-10 → 2011-04-28
    Ubs Financial Services Inc.
    San Jose, CA
  • 2007-12-12 → 2009-01-29
    Banc Of America Investment Services, Inc.
    San Mateo, CA
  • 2007-03-01 → 2007-12-11
    Wells Fargo Investments, Llc
    Woodside, CA
  • 2004-11-09 → 2005-09-21
    Wells Fargo Investments, Llc
    Woodside, CA
  • 2002-10-14 → 2003-12-15
    Ubs Financial Services Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11
Other Names
  • Karen Glomb Monohon
  • Karen Glomb Campbell

View on SEC IAPD

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Adrian Baker
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Jonathan A Stoft
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Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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