Kenneth Michael Helman

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Wells Fargo Advisors Financial Network, Llc
  Paramus, NJ

Previous Registrations

• 2009-05-14 → 2016-06-01
  Oppenheimer & Co. Inc.
  Florham Park, NJ
  Saddle Brook, NJ

Other Businesses

RENTAL PROPERTY, INV RELATED, PASSAIC, NJ, 100% OWNERSHIP WITH SPOUSE, START 10/1/1999, ZERO HOURS PER MONTH, LANDLORD. NJRP LLC, INV RELATED, PARK RIDGE, NJ, 100% OWNERSHIP WITH SPOUSE, START 1/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS REAL ESTATE. ARK ASSET ADVISORS; INV RELATED; HACKENSACK, NJ; OWNER; FOR FINET PRACTICE; START: 5/2016; 20 HRS/MO; 1 HR/MO DURING TRADING. RENTAL PROPERTY, INVT RELATED, HILTON HEAD, SC, 100% OWNERSHIP WITH SPOUSE, START DATE 2/26/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. ALEXISANDJUSTIN INC; INV. RELATED; HACKENSACK,NJ; 100% OWNERSHIP; START DATE 05/01/2016; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. SCRP, LLC; NOT INV. RELATED; PARK RIDGE,NJ; 100% OWNERSHIP WITH SPOUSE; START DATE 09/01/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, SEVIERVILLE, TN, 100% OWNERSHIP WITH SPOUSE, START: 2/16/24, 0 HRS PER MONTH/TRADING; RENTAL PROPERTY - MINGUS; INV RELATED; SEDONA, AZ; RENTAL;50% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | COMMERCIAL RENTAL PROPERTY - 2 UNION ST -; INV RELATED; SPARKILL, NY; COMMERCIAL BUILDING WITH RESTAURANT;99% OWNER% OWNERSHIP; START DATE: 04/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; SMOKIN ROOSTER LLC ; INV RELATED; SPARKILL, NY; OWNERSHIP IN RESTAURANT OCCUPYING THE COMMERICAL BUILDING I AM PURCHASING;50% OWNERSHIP% OWNERSHIP; START DATE: 02/18/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; TKRP LLC; INV RELATED; SPARKILL, NY; LLC TO PURCHASE AND OWN A COMMERICAL REAL ESTATE BUILDING;99% OWNERSHIP% OWNERSHIP; START DATE: 02/18/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-27
• S63 Uniform Securities Agent State Law Examination
  1998-10-14