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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | Chesterfield | MO | 05/2008 | 03/2019 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 05/2008 | 03/2019 |
| Cetera Advisors Llc | Denver | CO | 03/2019 | 03/2025 |
| J&L Sprinkler Systems Dba John Littrell Irrigation | Hazlewood | MO | 01/2001 | Present |
| S D Smith Financial | St Louis | MO | 02/2019 | 03/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 03/2025 |
| Burgdorf Wealth Managers | Fairview Heights | IL | 06/2024 | 03/2025 |
| Saxony Securities | St. Louis | MO | 03/2025 | Present |
| Saxony Capital Management, Llc | St. Louis | MO | 03/2025 | Present |
1. NAME OF OTHER BUSINESS: J&L SPRINKLER SYSTEMS DBA JOHN LITTRELL IRRIGATION; INVESTMENT RELATED: NO; ADDRESS: 12755 MISSOURI BOTTOM RD, HAZELWOOD, MO 63042; NATURE OF BUSINESS: LAWN IRRIGATION; START DATE: 01/2001; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-25 |
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