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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-08 |
Branch Locations
2 Industrial Way W Ste 202A, Eatontown, NJ 07724 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 03/2001 | 04/2021 |
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 04/2021 |
| Lpl Financial, Llc | Eatontown | NJ | 04/2021 | Present |
1. 4/8/2021 - LOYALTY WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/8/2021 - GLADSTONE WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 4/8/2021 - BOOK BROKERS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-02 |
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