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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-31 |
| AR | RA | APPROVED | 2011-12-01 |
Branch Locations
11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Little Rock | AR | 12/2011 | Present |
1. Junior League of Little Rock; 401 Scott St. Little Rock, AR 72201; Improve the community through providing volunteers, funding and leadership support; Member of the JLLR Sustainer Board; To help keep our sustainers (alumni for JLLR) involved for our organization's mission; 08/17/2022; Not During Securities Trading Hours; Not Investment-Related. 2. Curtis Family Harvest LLC; 21 Somersett Ct. Roland AR 72135; Manage Family farm; member to manage farm; just listed on documents; 11/01/2023; 0.00hrs/day; Not During Securities Trading Hours; Investment-Related. 3. Young Men's Service League; 1821 Burning Tree Ln Plano TX 75093; Volunteer capacity only; Volunteer - Philanthropic Liason; Set up volunteer opportunities with local nonprofits for our members to serve; 01/01/2025; 1 hr/week; Not During Securities Trading Hours; Not Investment-Related 4. Young Men Service League; 500 Woodlane St. Little Rock, AR 72201; Mothers and their high school sons serving together to impact their local communities.; Treasurer for the Little Rock chapter; keep up with the chapter's budget and make sure bills are paid to keep their nonprofit standing; 05/01/2025; 5 hours/month; Not During Securities Trading Hours; Not Investment-Related 5. Baby Sharon's Children's Catastrophic Illness Grant Program Committee; 500 Woodlane St. Little Rock AR 72201; A safety net for families in the state of AR impacted by catastrophic illness; committee member; approves grants brought to them by AR Children's Hospital social workers for financial needs of families impacted by catastrophic illness/Meet via Zoom on a monthly basis to discuss pending cases as mentioned above; 10/01/2025; 1 hr/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-04 |
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