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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-31
AR RA APPROVED 2011-12-01
  • TX RA
    APPROVED_RES
    Since 2020-07-31
  • AR RA
    APPROVED
    Since 2011-12-01

Branch Locations

11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Little Rock AR 12/2011 Present
  • 12/2011 → Present
    Stifel Nicolaus & Co Inc
    Little Rock, AR
Previous Registrations
Other Businesses

1. Junior League of Little Rock; 401 Scott St. Little Rock, AR 72201; Improve the community through providing volunteers, funding and leadership support; Member of the JLLR Sustainer Board; To help keep our sustainers (alumni for JLLR) involved for our organization's mission; 08/17/2022; Not During Securities Trading Hours; Not Investment-Related. 2. Curtis Family Harvest LLC; 21 Somersett Ct. Roland AR 72135; Manage Family farm; member to manage farm; just listed on documents; 11/01/2023; 0.00hrs/day; Not During Securities Trading Hours; Investment-Related. 3. Young Men's Service League; 1821 Burning Tree Ln Plano TX 75093; Volunteer capacity only; Volunteer - Philanthropic Liason; Set up volunteer opportunities with local nonprofits for our members to serve; 01/01/2025; 1 hr/week; Not During Securities Trading Hours; Not Investment-Related 4. Young Men Service League; 500 Woodlane St. Little Rock, AR 72201; Mothers and their high school sons serving together to impact their local communities.; Treasurer for the Little Rock chapter; keep up with the chapter's budget and make sure bills are paid to keep their nonprofit standing; 05/01/2025; 5 hours/month; Not During Securities Trading Hours; Not Investment-Related 5. Baby Sharon's Children's Catastrophic Illness Grant Program Committee; 500 Woodlane St. Little Rock AR 72201; A safety net for families in the state of AR impacted by catastrophic illness; committee member; approves grants brought to them by AR Children's Hospital social workers for financial needs of families impacted by catastrophic illness/Meet via Zoom on a monthly basis to discuss pending cases as mentioned above; 10/01/2025; 1 hr/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2002-11-04
Other Names
  • Kelley Curtis
  • Kelley Mcqueen Curtis
  • Kelley Mcqueen Curtis Dunlap

View on SEC IAPD

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