Best Investors Account Sign in
Inactive

James Adam Daniel

The Advisory Firm

Alpharetta, GA

CRD 4567065

Claim This Profile
Employer firm

The Advisory Firm CRD 139125

$126M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
The Advisory Firm

12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-11-10
  • GA RA
    APPROVED
    Since 2012-11-10

Branch Locations

12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Advisory Firm, Llc Alpharetta GA 03/2006 Present
  • 03/2006 → Present
    The Advisory Firm, Llc
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-14
  • S66 Uniform Combined State Law Examination
    2002-08-14
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

MRP CAPITAL INVESTMENTS, LLC
NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY

Nearby Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA

More in Alpharetta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor