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Current Employers
Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-23
  • TX RA
    APPROVED
    Since 2023-10-23

Branch Locations

6090 Surety Drive, Suite 210, El Paso, TX 79905 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2016-10-24
TX RA APPROVED 2012-10-23
  • NM RA
    APPROVED
    Since 2016-10-24
  • TX RA
    APPROVED
    Since 2012-10-23

Branch Locations

1001 N Clark Dr, El Paso, TX 79905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial El Paso TX 10/2012 Present
  • 10/2012 → Present
    Lpl Financial
    El Paso, TX
Previous Registrations
  • 2008-06-20 → 2012-10-25
    Invest Financial Corporation
    El Paso, TX
  • 2008-04-17 → 2008-09-22
    El Paso, TX
  • 2008-01-08 → 2008-06-24
    American General Securities Incorporated
    Houston, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
Other Businesses

1. 10/23/2012: NON-VARIABLE INSURANCE - LIFE, DISABILITY, LTC - INVESTMENT RELATED - TIME SPENT 10% - EL PASO, TX. 2. 3/18/2014: OTHER-NOTARY - ERIKA MARIN - NOT INVESTMENT RELATED - TIME SPENT 2% - EL PASO, TX. 3. 08/05/2019 - Trilogy Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/24/2019 - 160 Hours Per Month/120 Hours During Securities Trading. 4. 10/31/2023 - Strategic Financial Concepts, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 30 Hours Per Month/ 2 Hours During Trading - I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-21
S63 Uniform Securities Agent State Law Examination 2002-08-27
  • S65 Uniform Investment Adviser Law Examination
    2007-08-21
  • S63 Uniform Securities Agent State Law Examination
    2002-08-27
Other Names
  • Erika Hernandez
  • Erika Marin
  • Erika Hernandez Marin
  • Erika Hernandez Marin

View on SEC IAPD

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