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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-23 |
Branch Locations
6090 Surety Drive, Suite 210, El Paso, TX 79905 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-10-24 |
| TX | RA | APPROVED | 2012-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | El Paso | TX | 10/2012 | Present |
1. 10/23/2012: NON-VARIABLE INSURANCE - LIFE, DISABILITY, LTC - INVESTMENT RELATED - TIME SPENT 10% - EL PASO, TX. 2. 3/18/2014: OTHER-NOTARY - ERIKA MARIN - NOT INVESTMENT RELATED - TIME SPENT 2% - EL PASO, TX. 3. 08/05/2019 - Trilogy Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/24/2019 - 160 Hours Per Month/120 Hours During Securities Trading. 4. 10/31/2023 - Strategic Financial Concepts, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 30 Hours Per Month/ 2 Hours During Trading - I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-27 |
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