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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-07
TX RA APPROVED 2017-11-03
  • AZ RA
    APPROVED
    Since 2017-11-07
  • TX RA
    APPROVED
    Since 2017-11-03

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Tucson AZ 06/2005 11/2017
Rbc Capital Markets, Llc Tucson AZ 11/2017 Present
Previous Registrations
  • 2005-11-14 → 2017-11-14
    Tucson, AZ
    Tucson, AZ
  • 2003-10-31 → 2005-06-01
    Banc One Securities Corporation
    Tucson, AZ
Other Businesses

(1) MESQUITE CREEK II HOME OWNERS ASSOCIATION; ADDRESS: 4803 E. 5TH STREET, SUITE 103 TUCSON AZ PO BOX 57610; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED: START DATE: 02/28/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS OBA PER MONTH: N/A; HOURS DURING TRADING PER MONTH: NONE; (2) EDUCATIONAL ENRICHMENT FOUNDATION; ADDRESS: 3809 E. 3RD STREET, TUCSON, AZ 85716; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 09/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: FINANCE COMMITTEE; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (3) CASCADE FOUNDATION OF SOUTHERN ARIZONA; ADDRESS: PO BOX 40397 TUCSON, AZ 85717; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: TO PROVIDE A LOCAL NETWORK TO THE BLEEDING DISORDER COMMUNITY OF SOUTHERN ARIZONA; CAPACITY: ASSOCIATE BOARD MEMBER; START DATE: 11/3/2017; DUTIES: FUND RAISING, REVIEWING SCHOLARSHIP REQUESTS, VOTING ON FUNDING REQUESTS AND DISTRIBUTIONS; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) Name: Youtube (Channel for my son, Mateo Martinez) Address: Online YouTube Channel for "Mateo Francisco" Business Description: Entertainment Business is not investment related Projected Start Date: 11/02/20 Capacity: Other Duties Performed: I simply receive funds Mateo has earned, then I transfer them to him via Zelle (Wells Fargo). I do not keep any of the funds. I have appeared on a few videos "reacting" to musicians as a guest on his channel. Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-24
  • S66 Uniform Combined State Law Examination
    2002-10-24
Other Names
  • Frederick Martinez
  • Freddie Martinez
  • J. Fredrick Martinez
  • Joseph Fredrick Martinez
  • J Fredrick Martinez
  • J. Fredrick Martinez

View on SEC IAPD

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