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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-22
  • SC RA
    APPROVED
    Since 2023-09-22

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 04/2016 Present
Empower Financial Services Denver CO 08/2023 Present
  • 04/2016 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2023 → Present
    Empower Financial Services
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
S63 Uniform Securities Agent State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2014-08-22
  • S63 Uniform Securities Agent State Law Examination
    2002-10-01
Designations
  • Certified Financial Planner
Other Names
  • Kedric Jemol Spearman

View on SEC IAPD

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