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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-09
TX RA APPROVED_RES 2026-03-08
DC RA APPROVED 2026-03-05
MD RA APPROVED 2026-02-11
  • OK RA
    APPROVED
    Since 2026-03-09
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • DC RA
    APPROVED
    Since 2026-03-05
  • MD RA
    APPROVED
    Since 2026-02-11

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Bethesda MD 02/2016 10/2017
Tiaa-Cref Individual & Institutional Services, Llc Bethesda MD 02/2016 10/2017
E*Trade Securities Llc Washington DC 10/2017 09/2023
E*Trade Capital Management Llc Washington DC 10/2017 09/2023
Morgan Stanley Washington DC 01/2023 11/2023
Morgan Stanley Washington DC 09/2023 11/2023
Morgan Stanley Washington DC 09/2023 11/2023
Wesbanco Securities, Inc. Bowie MD 11/2023 01/2026
Thrivent Investment Mangement Inc Minneapolis MN 02/2026 Present
Previous Registrations
Other Businesses

SEVENTH STATE ADVISORS LLC POSITION: Owner NATURE: The focus of the business is to buy, renovate, sell, rent and lease real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2011 ADDRESS: 2766 Sand Lens Dr, Odenton MD 21113, United States DESCRIPTION: Manage the process of identify investment properties, purchasing, selling, renting and leasing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-11
S63 Uniform Securities Agent State Law Examination 2003-04-02
  • S66 Uniform Combined State Law Examination
    2004-03-11
  • S63 Uniform Securities Agent State Law Examination
    2003-04-02

View on SEC IAPD

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