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41615 Park Avenue Suite 115, Leonardtown, MD 20650 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2018-03-12 |
Branch Locations
41615 Park Avenue Suite 115, Leonardtown, MD 20650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Annapolis | MD | 07/2009 | 12/2017 |
| Retirement Management Systems | Stevensville | MD | 07/2009 | Present |
| Scarborough Advisors, Llc Dba Scarborough Capital Management | Annapolis | MD | 11/2013 | 12/2018 |
| Independent Financial Group Llc | Annapolis | MD | 01/2018 | 12/2018 |
Insurance agent through Ash Brokerage, 303 West Main St., Freehold, NJ 07728 since 01-15-2019.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-09-02 |
| S65 | Uniform Investment Adviser Law Examination | 2004-04-09 |
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