Joseph Michael Scarborough

Employer firm

Retirement Management Systems CRD 150351

$1.89B regulatory AUM 39 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars
• ASSET ALLOCATION ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 01/2018
  Sii Investments Inc.
  Annapolis, MD
• 11/2013 → Present
  Retirement Management Systems
  Stevensville, MD
• 01/2018 → 04/2019
  Brookstone Capital Management
  Wheaton, IL
• 02/2018 → Present
  Oak Wealth Partners Inc
  Prince Frederick, MD

Previous Registrations

• 2018-01-19 → 2019-04-03
  Brookstone Capital Management Llc
  Prince Frederick, MD
  Wheaton, IL
• 1992-01-01 → 2013-12-17
  Scarborough Capital Management, Inc.
  Annapolis, MD

Other Businesses

(1) Running Hare Vineyard Not investment related Address: 150 Adelina Road, Prince Frederick, MD 20678 Nature of Business: Operational Vineyard and Events Title: 100% Owner Start date of relationship: 2008 Hours: 0-10 hours per month Hours during securities trading hours: 0 hours per month Duties: Nothing business related; owner of the business and uses property to host friends, family, colleagues and clients (2) The Hungry Hare Not investment related Address: 150 Adelina Road, Prince Frederick, MD 20678 Nature of Business: Stationary Food Trailer located on Running Hare Vineyard to serve food to RHV customers Title: 100% Owner Start date of relationship: 2018 Hours: 0 Duties: None

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-13
• S63 Uniform Securities Agent State Law Examination
  1981-10-16

Other Names

• Mike Scarborough
• Michael Scarborough