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41615 Park Avenue Suite 115, Leonardtown, MD 20650 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-18 |
| MD | RA | APPROVED | 2014-01-14 |
Branch Locations
41615 Park Avenue Suite 115, Leonardtown, MD 20650 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments Inc. | Annapolis | MD | 12/2008 | 01/2018 |
| Retirement Management Systems | Stevensville | MD | 11/2013 | Present |
| Brookstone Capital Management | Wheaton | IL | 01/2018 | 04/2019 |
| Oak Wealth Partners Inc | Prince Frederick | MD | 02/2018 | Present |
(1) Running Hare Vineyard Not investment related Address: 150 Adelina Road, Prince Frederick, MD 20678 Nature of Business: Operational Vineyard and Events Title: 100% Owner Start date of relationship: 2008 Hours: 0-10 hours per month Hours during securities trading hours: 0 hours per month Duties: Nothing business related; owner of the business and uses property to host friends, family, colleagues and clients (2) The Hungry Hare Not investment related Address: 150 Adelina Road, Prince Frederick, MD 20678 Nature of Business: Stationary Food Trailer located on Running Hare Vineyard to serve food to RHV customers Title: 100% Owner Start date of relationship: 2018 Hours: 0 Duties: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-16 |
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