James Alan Olson

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2016-07-07

NE RA
APPROVED

Since 2016-07-07

Branch Locations

Financial Plaza 9140 West Dodge Road, Ste 418, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	09/2009	Present
Swartzbaugh Farber & Assoc.	Omaha	NE	10/2000	Present

09/2009 → Present

M Holdings Securities, Inc.

Portland, OR
10/2000 → Present

Swartzbaugh Farber & Assoc.

Omaha, NE

Other Businesses

1) Swartzbaugh-Farber & Associates, Inc.; 9140 West Dodge Road, Suite 418, Omaha, NE 68114; 10/23/2000; Account Manager; Case Design, client services, marketing; Investment Related; 150 hours/month; 150 hours/month during business hours; Wages/Salary.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-07
S63	Uniform Securities Agent State Law Examination	2009-12-14

S65 Uniform Investment Adviser Law Examination

2016-07-07
S63 Uniform Securities Agent State Law Examination

2009-12-14

View on SEC IAPD

Current Employers

M Holdings Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

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