Matthew R Carbray

Current Employers

Employment History

• 07/2006 → Present
  Kestra Investment Services, Llc
  Avon, CT
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Avon, CT

Previous Registrations

• 2004-10-28 → 2006-08-01
  New England Securities
  West Hartford, CT
  West Hartford, CT

Other Businesses

Name: West Hartford Brewing and Roasting LLC Investment Related: No Address: 141 Shield St/ beer and coffee brewing West Hartford CT 06107 Nature of Business: Other Other/None of the Above No other activities Title: Minority owner, 10% equity Start Date: 12/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Duties: Consulting, business development, marketing Name: Ridgeline Financial Partners North LLC Investment Related: Yes Address: 243 King Street, Suite 244 Northampton MA 01060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Title: Managing Member Start Date: 1/4/2021 Hours per month: 21% - 30% (33 - 48 hours) Duties: Financial planning, handling administration responsibilities, client management Name: Hartford Boys and Girls Club Investment Related: No Address: 170 Sigourney Street Hartford CT 06105 Nature of Business: Board Position Title: Board of Trustee Start Date: 4/25/2018 Hours per month: 0% - 10% (0 - 16 hours) Duties: General trustee activities, fundraising, general organizational duties Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Carbray Staunton Financial Partners LLC Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Partner Start Date: 8/1/2006 Hours per month: 41% - 50% (65 - 80 hours) Duties: Financial plan development, presentation, and implementation of insurance and investment recommendations; prospecting and marketing for new retirement plan business Name: Ridgeline Financial Partners LLC Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Partner Start Date: 10/1/2013 Hours per month: 41% - 50% (65 - 80 hours) Duties: Overseeing firm operations, direct involvement in all firm marketing, prospecting, and financial planning engagements, administrative responsibilities such as supervising staff, income statement oversight, and payroll Name: MRC Financial Services LLC. Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Processing of payroll and retirement plan contributions. Title: Sole owner and sole employee Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Duties: Very little, I have minimal responsibility other than distributing revenues among the entities. Name: Carbray Properties LLC Investment Related: No Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Real Estate Title: Member Start Date: 4/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Duties: owner of the rental property Name: THE 21ST CENTURY TOLLAND FUND, INC POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2008 ADDRESS: PO BOX 3875, MANCHESTER CT 06040 DESCRIPTION: Attend meetings, solicit donations and/or sponsorship, organize events of the day Name: COOL RUNNINGS OF CT LLC POSITION: Owner NATURE: Transportation company INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 23 Founders Way, Avon CT 06001, United States DESCRIPTION: Minimal aside some scheduling some trips and collecting funds and paying expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-22
• S63 Uniform Securities Agent State Law Examination
  2002-10-03

Designations