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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3777 40Th Ave Nw Ste 202, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2002 | Present |
| Northwestern Mutual Investment Services, Llc | Rochester | MN | 05/2003 | Present |
| Rochester Youth Baseball Association | Rochester | MN | 11/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, THE BEST IN BASEBALL CARDS, 3642 MAYO LAKE RD SW, ROCHESTER, , MINNESOTA, 55902, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/20/2019, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 0-5, I BUY AND SELL SPORTS CARDS, WITH A FOCUS ON BUILDING MY INVENTORY/COLLECTION MAINLY THROUGH EBAY, LOCAL CONNECTIONS AND ATTENDING TRADING CARD SHOWS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-15 |
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