Best Investors Account Sign in

Brian De Souza

Stifel, Nicolaus & Company, Incorporated

Coral Gables, FL

Boca Raton, FL

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-11
TX RA APPROVED 2023-12-08
  • FL RA
    APPROVED
    Since 2023-12-11
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 12/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2023
Stifel, Nicolaus & Company, Incorporated Miami FL 12/2023 Present
  • 06/2009 → 12/2023
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → 12/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    Miami, FL
Previous Registrations
  • 2009-06-01 → 2023-12-13
    Morgan Stanley
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boca Raton, FL
  • 2003-03-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Boca Raton, FL
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-21
S63 Uniform Securities Agent State Law Examination 2002-12-19
  • S65 Uniform Investment Adviser Law Examination
    2003-03-21
  • S63 Uniform Securities Agent State Law Examination
    2002-12-19
Other Names
  • Brian Desouza
  • Brian Alexander De Souza
  • Brian A Desouza
  • Brian A De Souza

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor