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Chad Nathaniel Ernzen

Edelman Financial Engines

Westminster, CO

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • CO RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

1120 W. 122Nd Ave Suite 300, Westminster, CO 80234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 06/2015 11/2016
Financial Engines Advisors L.L.C. Westminster CO 11/2016 09/2021
Financial Engines Advisors L.L.C Santa Clara CA 09/2021 Present
  • 06/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 09/2021
    Financial Engines Advisors L.L.C.
    Westminster, CO
  • 09/2021 → Present
    Financial Engines Advisors L.L.C
    Santa Clara, CA
Previous Registrations
  • 2015-07-02 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Westminster, CO
    Overland Park, KS
  • 2007-05-11 → 2015-09-02
    The Mutual Fund Store
    Westminister, CO
    Overland Park, KS
  • 2006-10-23 → 2007-05-01
    Financial Engines Advisor Center, Llc
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-20
S63 Uniform Securities Agent State Law Examination 2002-08-23
  • S65 Uniform Investment Adviser Law Examination
    2006-10-20
  • S63 Uniform Securities Agent State Law Examination
    2002-08-23

View on SEC IAPD

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Other Investors

DANIEL GEORGE MEDINA
Jodie McKenzie
AMIT SHRESTHA
JENNIFER WEEKS ARMSTRONG
JEANZEN MURIEL MERCADO
Stephen Carrera
RYAN JAMES PETRY
Ryan Michael Cox

Other Offices

J.P. MORGAN SECURITIES LLC · WESTMINSTER, CO
WELLS FARGO CLEARING SERVICES, LLC · WESTMINSTER, CO
ASCENSUS INVESTMENT ADVISORS, LLC · BROOMFIELD, CO
KEY INVESTMENT SERVICES LLC · Westminster, CO
EDWARD JONES · WESTMINSTER, CO
WEALTH WATCH ADVISORS, INC · WESTMINSTER, CO
WORTH ADVISORS · Westminster, CO
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC · WESTMINSTER, CO

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