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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-09-25
TX RA APPROVED 2017-09-22
  • NJ RA
    APPROVED
    Since 2017-09-25
  • TX RA
    APPROVED
    Since 2017-09-22

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Shrewsbury NJ 06/2009 09/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 09/2017 Present
Bank Of America, N.A. Red Bank NJ 11/2017 Present
  • 06/2009 → 09/2017
    Morgan Stanley Smith Barney
    Shrewsbury, NJ
  • 01/2015 → 09/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2017 → Present
    Red Bank, NJ
  • 11/2017 → Present
    Bank Of America, N.A.
    Red Bank, NJ
Previous Registrations
Other Businesses

I*115807 For profit or not for profit: For-Profit Organization Name of outside business organization: Guidone Holdings, LLC Investment related: N Address of business Eatontown, New Jersey 7724 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/2/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This LLC is used to add additional liability protection on my previously disclosed OBA's/Private Inv I*1436273 For profit or not for profit: Entity For Profit Name of outside business organization: Guidone Realty and Residential Services Investment related: N Address of business: Millstone, New Jersey, 08535, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/15/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Hold and manage rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-02
  • S66 Uniform Combined State Law Examination
    2008-12-02
Other Names
  • Ronnie Joseph Guidone

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