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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-27
  • NC RA
    APPROVED
    Since 2025-03-27

Branch Locations

2405 Stantonsburg Road, Greenville, NC 27834 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-25
  • NC RA
    APPROVED
    Since 2023-07-25

Branch Locations

2405 Stantonsburg Road, Greenville, NC 27834 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Branch Banking And Trust Wilson NC 12/2001 01/2019
Bb&T Investment Charlotte NC 12/2005 01/2019
Bb&T Securities, Llc Greenville NC 01/2018 01/2019
Bb&T Wealth Management Division Raleigh NC 01/2019 09/2019
Bb&T Securities, Llc Richmond VA 10/2019 07/2020
Bb&T Bank Charlotte NC 10/2019 07/2020
Suntrust Investment Services, Inc Atlanta GA 12/2019 07/2020
Suntrust Bank Charlotte NC 12/2019 07/2020
Truist Investment Services Atlanta GA 07/2021 07/2023
Unemployed Charlotte NC 07/2020 07/2021
Bb&T Bank Charlotte NC 07/2021 07/2021
Truist Advisory Services, Inc Atlanta GA 07/2021 07/2023
First Citizens Investor Services Raleigh NC 07/2023 Present
First Citizens Bank Greenville NC 07/2023 Present
First Citizens Asset Management Raleigh NC 03/2025 Present
  • 12/2001 → 01/2019
    Branch Banking And Trust
    Wilson, NC
  • 12/2005 → 01/2019
    Bb&T Investment
    Charlotte, NC
  • 01/2018 → 01/2019
    Bb&T Securities, Llc
    Greenville, NC
  • 01/2019 → 09/2019
    Bb&T Wealth Management Division
    Raleigh, NC
  • 10/2019 → 07/2020
    Bb&T Securities, Llc
    Richmond, VA
  • 10/2019 → 07/2020
    Bb&T Bank
    Charlotte, NC
  • 12/2019 → 07/2020
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 12/2019 → 07/2020
    Suntrust Bank
    Charlotte, NC
  • 07/2021 → 07/2023
    Truist Investment Services
    Atlanta, GA
  • 07/2020 → 07/2021
    Unemployed
    Charlotte, NC
  • 07/2021 → 07/2021
    Bb&T Bank
    Charlotte, NC
  • 07/2021 → 07/2023
    Atlanta, GA
  • 07/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 07/2023 → Present
    First Citizens Bank
    Greenville, NC
  • 03/2025 → Present
    First Citizens Asset Management
    Raleigh, NC
Previous Registrations
  • 2021-07-27 → 2023-05-09
    Concord, NC
  • 2019-10-17 → 2020-10-01
    Bb&T Securities, Llc
    Charlotte, NC
  • 2019-05-23 → 2019-10-22
    Bb&T Institutional Investment Advisers, Inc.
    Greenville, SC
    Raleigh, NC
  • 2018-01-02 → 2019-04-04
    Bb&T Securities, Llc
    Charlotte, NC
    Greenville, NC
  • 2005-12-21 → 2018-01-02
    Bb&T Investment Services, Inc.
    Greenville, NC
    Greenville, NC
    Greenville, NC
    Charlotte, NC
    Charlotte, NC
  • 2005-01-07 → 2006-01-06
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

1) Name- East Carolina University Alumni Association, not investment related. Address- ECU Alumni Assocation, Taylor-Slaughter Alumni Center, Mail Stop 305, Greenville, NC 27858-4353 Nature of the business- Non-Profit organization that supports and promotes East Carolina University and its alumni. Position- Member of the Board of Directors Relationship- I am an ECU alumni Start Date- July 1, 2023 Hours Per Month - 4 Hours During trading hours - 1 Duties- attend quarterly board meetings and monthly committee meetings 2) FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/17/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: FCAM is an affiliated IA firm. 3) CHRIST HOPE CHURCH POSITION: committee member NATURE: Serve on the church's finance committee INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 13906 E Fire Tower Rd, Greenville NC 27858, United States DESCRIPTION: Non-denominational church in Greenville, NC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-22
S63 Uniform Securities Agent State Law Examination 2002-08-19
  • S65 Uniform Investment Adviser Law Examination
    2004-12-22
  • S63 Uniform Securities Agent State Law Examination
    2002-08-19

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