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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-27 |
Branch Locations
2405 Stantonsburg Road, Greenville, NC 27834 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-25 |
Branch Locations
2405 Stantonsburg Road, Greenville, NC 27834 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Branch Banking And Trust | Wilson | NC | 12/2001 | 01/2019 |
| Bb&T Investment | Charlotte | NC | 12/2005 | 01/2019 |
| Bb&T Securities, Llc | Greenville | NC | 01/2018 | 01/2019 |
| Bb&T Wealth Management Division | Raleigh | NC | 01/2019 | 09/2019 |
| Bb&T Securities, Llc | Richmond | VA | 10/2019 | 07/2020 |
| Bb&T Bank | Charlotte | NC | 10/2019 | 07/2020 |
| Suntrust Investment Services, Inc | Atlanta | GA | 12/2019 | 07/2020 |
| Suntrust Bank | Charlotte | NC | 12/2019 | 07/2020 |
| Truist Investment Services | Atlanta | GA | 07/2021 | 07/2023 |
| Unemployed | Charlotte | NC | 07/2020 | 07/2021 |
| Bb&T Bank | Charlotte | NC | 07/2021 | 07/2021 |
| Truist Advisory Services, Inc | Atlanta | GA | 07/2021 | 07/2023 |
| First Citizens Investor Services | Raleigh | NC | 07/2023 | Present |
| First Citizens Bank | Greenville | NC | 07/2023 | Present |
| First Citizens Asset Management | Raleigh | NC | 03/2025 | Present |
1) Name- East Carolina University Alumni Association, not investment related. Address- ECU Alumni Assocation, Taylor-Slaughter Alumni Center, Mail Stop 305, Greenville, NC 27858-4353 Nature of the business- Non-Profit organization that supports and promotes East Carolina University and its alumni. Position- Member of the Board of Directors Relationship- I am an ECU alumni Start Date- July 1, 2023 Hours Per Month - 4 Hours During trading hours - 1 Duties- attend quarterly board meetings and monthly committee meetings 2) FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/17/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: FCAM is an affiliated IA firm. 3) CHRIST HOPE CHURCH POSITION: committee member NATURE: Serve on the church's finance committee INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 13906 E Fire Tower Rd, Greenville NC 27858, United States DESCRIPTION: Non-denominational church in Greenville, NC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-19 |
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