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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
One University Plaza Suite 108, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer, Inc. | Parsippany | NJ | 07/2011 | 02/2023 |
| Adp Inc. | Parsippany | NJ | 07/2011 | 02/2023 |
| Cadaret Grant & Co., Inc. | Hackensack | NJ | 02/2023 | 07/2025 |
| Lpl Financial Llc | Hackensack | NJ | 07/2025 | Present |
1. 07/10/2025- Financial Management Group- DBA for LPL Business (entity for LPL business)- Inv Related- At Reported Business Location(s)- Start date 02/03/2023- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-14 |
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