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Scott Kevin Collins

Charles Schwab & Co., Inc.

Thousand Oaks, CA

Woodland Hills, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Thousand Oaks CA 05/2002 09/2018
Td Ameritrade, Inc. Northridge CA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. Thousand Oaks CA 12/2022 Present
Charles Schwab Bank, Ssb Thousand Oaks CA 11/2023 Present
  • 05/2002 → 09/2018
    Scottrade, Inc.
    Thousand Oaks, CA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Northridge, CA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Thousand Oaks, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Thousand Oaks, CA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Northridge, CA
    Woodland Hills, CA
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Woodland Hills, CA
  • 2016-06-24 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-23
S63 Uniform Securities Agent State Law Examination 2003-09-30
  • S66 Uniform Combined State Law Examination
    2016-06-23
  • S63 Uniform Securities Agent State Law Examination
    2003-09-30

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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