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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-11 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services Inc | Williamsville | NY | 07/2016 | 03/2017 |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Amherst | NY | 07/2016 | Present |
1)INACTIVE ATTORNEY 2)NEW YORK STATE NOTARY PUBLIC WORKING FROM PRIVATE RESIDENCE FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 2/1993
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-08-01 |
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