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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-05-26 |
| MN | RA | APPROVED | 2022-10-05 |
Branch Locations
30400 Detroit Road, Suite 201, Westlake, OH 44145 • United States
Woodbury, MN • United States
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Minnetonka | MN | 07/2016 | 10/2017 |
| Unemployed | Woodbury | MN | 11/2017 | 03/2018 |
| Principal Life Insurance Company | Lake Elmo | MN | 04/2018 | 10/2022 |
| Principal Securities, Inc. | Lake Elmo | MN | 04/2018 | 10/2022 |
| Valor Capital Management Llc | Westlake | OH | 10/2022 | 03/2024 |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westalke | OH | 10/2022 | Present |
(1) Fixed Insurance: Luke Ripienski is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Luke Ripienski spends approx. 10 hrs/week during trading hours on this activity. (2) Luke Ripienski works as a FINRA Arbitrator as an independent contractor. Duties include listening to both sides of a securities-related dispute, weighing in on the facts and rendering a final binding decision. Mr. Ripienski spends approximately two hours per month during trading hours on this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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