Robert Rafano

Current Employers

Employment History

• 09/2005 → 08/2020
  Ameriprise Financial Services, Inc.
  South River, NJ
• 08/2020 → Present
  Osaic Wealth, Inc.
  East Brunswick, NJ

Previous Registrations

• 2002-09-16 → 2020-08-14
  Ameriprise Financial Services, Llc
  East Brunswick, NJ
  Matawan, NJ
  Red Bank, NJ
  Matawan, NJ
  Cranford, NJ
  Red Bank, NJ
  Edison, NJ
  Newark, NY

Other Businesses

1. MONMOUTH COUNCIL BSA POSITION: Board member at large NATURE: 501c (3) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 705 Ginesi Drive, Morganville NJ 07751, United States DESCRIPTION: BSA is to fundraise and promote scouting. I do not have any access to the investments, investment portfolios, or anything to do with investments. It is purely going out to the community asking for donations and support. 2. DIVERSIFIED BROKERAGE SERVICES POSITION: Agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2026 ADDRESS: 5501 Excelsior Blvd, Minneapolis MN 55416, United States DESCRIPTION: This is an insurance broker who helps me solve my clients insurance needs 3. FOUNDATIONAL INCOME ASSOCIATES POSITION: Agent NATURE: Insurance broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2026 ADDRESS: 3350 Annapolis Lane N Suite C, Plymouth MN 55447, United States DESCRIPTION: They are an insurance broker that helps me provide insurance solutions to my clients.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-13

Designations