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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-09 |
| PA | RA | APPROVED | 2010-01-05 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-11-27 |
| PA | RA | APPROVED | 2015-09-22 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
107 Tindall Road Ste 4, Middletown, NJ 07748 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Middletown | NJ | 01/2010 | Present |
| Private Advisor Group, Llc | Middletown | NJ | 09/2015 | Present |
1. 12/03/2009: 1406 FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 1/7/2016: 1406 Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/15/2015 - 80 Hours Per Month During Securities Trading - IAR - Provide the following advisory services: Financial Planning Services, Portfolio Management for Individuals and Small Businesses, Pension Consulting Services, and Educational Seminars/Workshops. Compensated by advisory services by a percentage of assets under management. 3. 1/7/2016: Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/15/2015 - 80 Hours Per Month During Securities Trading - Provide the following advisory services: Financial Planning Services, Portfolio Management for Individuals and Small Businesses, Pension Consulting Services, and Educational Seminars/Workshops. Compensated by advisory services by a percentage of assets under management. 4. 3/17/2017 - AnnuityNest - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/10/2017 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-02 |
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