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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
SD RA APPROVED 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • SD RA
    APPROVED
    Since 2025-09-05

Branch Locations

6009 S. Sharon Avenue Suite 101, Sioux Falls,, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kmwf & Associates, Pc Sioux Falls SD 08/2013 Present
1St Global Capital Corp Sioux Falls SD 08/2013 10/2019
1St Global Advisors, Inc Sioux Falls SD 08/2013 10/2019
Avantax Advisory Services Sioux Falls SD 10/2019 09/2025
Avantax Investment Services, Inc. Sioux Falls SD 10/2019 09/2025
Cetera Wealth Services, Llc Sioux Falls SD 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2013 → Present
    Kmwf & Associates, Pc
    Sioux Falls, SD
  • 08/2013 → 10/2019
    1St Global Capital Corp
    Sioux Falls, SD
  • 08/2013 → 10/2019
    1St Global Advisors, Inc
    Sioux Falls, SD
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Sioux Falls, SD
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Sioux Falls, SD
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Sioux Falls, SD
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Sioux Falls,, SD
  • 2013-08-07 → 2019-10-25
    1St Global Advisors Inc
    Sioux Falls, SD
  • 2002-01-14 → 2013-08-16
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

1) PINNACLE II CENTER CONDOMINIUM, INC POSITION: TREASURER NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: Sioux Falls SD, Board of Directors and handle checking acct and financial records. 2) ACCELERATE POSITION: Treasurer NATURE: Intensive occupational speech, and behavioral therapy building on kindergarten readiness skills. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007; 1908 W 42nd St. Suite B, Sioux Falls SD 57105, Board Member. 3) KMWF FINANCIAL SERVICES, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2003 ADDRESS: 6009 S. Sharon Ave., Suite 101, Sioux Falls SD 57108, Discuss financial services and financial planning with clients. 4) KMWF PROPERTIES LLC POSITION: MEMBER NATURE: REAL ESTATE RENTED TO ACCOUNTING FIRM THAT I OWN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2003; 6009 S. Sharon Ave., Ste 101, Sioux Falls SD 57108, 1 HOUR A WEEK WITH RESPONSIBILITIES OF MANAGING THE BUILDING INCLUDING COLLECTING RENT AND PAYING BILLS. 5)LAWRENCE STRAWBRIDGE LAND TRUST POSITION: Trustee NATURE: Act as trustee for the Lawrence Strawbridge Land Trust. The Trust owns farmland and residential rental property. The property is all located in South Dakota. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022; 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, As trustee, we will oversee the property managers and collect rent and make disbursements. We will be providing financial statements and tax preparation. We will reconcile checking accounts and write and sign checks. Any investment assets that accumulate will be managed by an investment advisor. It is intended that Teri Eddy (rep number 213060) will be the investment advisor. Teri is not employed by our company and is independent from our company. We will not share in any compensation related to any investment commissions/fees related to this trust. 6) LAWRENCE R. STRAWBRIDGE LIVING TRUST POSITION: Trustee NATURE: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022; 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. 7) LAWRENCE R. STRAWBRIDGE LIVING TRUST POSITION: Trustee NATURE: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022 ADDRESS: 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, United States DESCRIPTION: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. 8) NAME OF OTHER BUSINESS: KMWF & ASSOCIATES, PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 01/1996; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF TAX ENTITY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-03
S65 Uniform Investment Adviser Law Examination 2002-01-05
  • S63 Uniform Securities Agent State Law Examination
    2003-01-03
  • S65 Uniform Investment Adviser Law Examination
    2002-01-05

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