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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| SD | RA | APPROVED | 2025-09-05 |
Branch Locations
6009 S. Sharon Avenue Suite 101, Sioux Falls,, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kmwf & Associates, Pc | Sioux Falls | SD | 08/2013 | Present |
| 1St Global Capital Corp | Sioux Falls | SD | 08/2013 | 10/2019 |
| 1St Global Advisors, Inc | Sioux Falls | SD | 08/2013 | 10/2019 |
| Avantax Advisory Services | Sioux Falls | SD | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Sioux Falls | SD | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Sioux Falls | SD | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PINNACLE II CENTER CONDOMINIUM, INC POSITION: TREASURER NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: Sioux Falls SD, Board of Directors and handle checking acct and financial records. 2) ACCELERATE POSITION: Treasurer NATURE: Intensive occupational speech, and behavioral therapy building on kindergarten readiness skills. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007; 1908 W 42nd St. Suite B, Sioux Falls SD 57105, Board Member. 3) KMWF FINANCIAL SERVICES, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2003 ADDRESS: 6009 S. Sharon Ave., Suite 101, Sioux Falls SD 57108, Discuss financial services and financial planning with clients. 4) KMWF PROPERTIES LLC POSITION: MEMBER NATURE: REAL ESTATE RENTED TO ACCOUNTING FIRM THAT I OWN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2003; 6009 S. Sharon Ave., Ste 101, Sioux Falls SD 57108, 1 HOUR A WEEK WITH RESPONSIBILITIES OF MANAGING THE BUILDING INCLUDING COLLECTING RENT AND PAYING BILLS. 5)LAWRENCE STRAWBRIDGE LAND TRUST POSITION: Trustee NATURE: Act as trustee for the Lawrence Strawbridge Land Trust. The Trust owns farmland and residential rental property. The property is all located in South Dakota. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022; 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, As trustee, we will oversee the property managers and collect rent and make disbursements. We will be providing financial statements and tax preparation. We will reconcile checking accounts and write and sign checks. Any investment assets that accumulate will be managed by an investment advisor. It is intended that Teri Eddy (rep number 213060) will be the investment advisor. Teri is not employed by our company and is independent from our company. We will not share in any compensation related to any investment commissions/fees related to this trust. 6) LAWRENCE R. STRAWBRIDGE LIVING TRUST POSITION: Trustee NATURE: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022; 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. 7) LAWRENCE R. STRAWBRIDGE LIVING TRUST POSITION: Trustee NATURE: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/23/2022 ADDRESS: 6009 S. Sharon Ave, Ste 101, Sioux Falls SD 57108, United States DESCRIPTION: Bookkeeping services including accepting and making deposits and writing and signing checks. Compiled financial statements and tax returns will be provided. 8) NAME OF OTHER BUSINESS: KMWF & ASSOCIATES, PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 01/1996; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF TAX ENTITY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
| S65 | Uniform Investment Adviser Law Examination | 2002-01-05 |
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