Mary Pat Mullen

Current Employers

Employment History

• 08/2002 → Present
  Kmwf & Associates, Pc
  Sioux Falls, SD
• 11/2017 → 10/2019
  1St Global Capital, Corp.
  Sioux Falls, SD
• 11/2017 → 10/2019
  1St Global Advisors, Inc.
  Sioux Falls, SD
• 11/2017 → 09/2025
  Avantax Insurance Services, Inc.
  Sioux Falls, SD
• 10/2019 → 09/2025
  Avantax Advisory Services
  Sioux Falls, SD
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Sioux Falls, SD
• 03/2010 → Present
  Kmwf Financial Services, Llc
  Sioux Falls, SD
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sioux Falls, SD
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2002 → Present
  Kmwf & Associates, Pc
  Sioux Falls, SD

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Sioux Falls, SD
• 2018-01-17 → 2019-10-25
  1St Global Advisors Inc
  Sioux Falls, SD

Other Businesses

1) KMWF PROPERTIES LLC; POSITION: Member NATURE: Property rental of accounting practice building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2010; 6009 S. Sharon Ave., Ste 101, Sioux Falls SD 57108, Us; assistance with management of building rental including payment of bills/monitoring of repairs/maintenance needs. 2) KMWF FINANCIAL SERVICES, LLC; POSITION: member/referring advisor NATURE: full service financial services (investments/retirement planning) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2010; 6009 S. Sharon Ave., Ste. 101, Sioux Falls SD 57108, Us; DESCRIPTION: referring advisor for tax clients of associated CPA firm. 3) CARROLL INSTITUTE POSITION: Treasurer / Member of Board of Directors NATURE: Treasurer / Member of the Board of Directors for the non-profit Organization. Attend monthly meetings INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/29/2024 ADDRESS: 310 S 1ST AVENUE, Ste 101, Sioux Falls SD 57104, United States DESCRIPTION: Attend monthly meetings to guide the Organization, as the treasurer / member of the board, in achieving its non-profit mission 4) NAME OF OTHER BUSINESS: KMWF & ASSOCIATES, PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 8/2002; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CERTIFIED PUBLIC ACCOUNTANT RESPONSIBLE FOR DAY-TO-DAY OPERATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2018-01-13

Other Names

• Mary Pat Murphy