Casey Craven Peterson

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 02/2000 → Present
  Cp Financial Services
  Rapid City, SD
• 11/1977 → Present
  Casey Peterson, Ltd.
  Rapid City, SD

Other Businesses

(1) I am an Accountant with Casey Peterson, Ltd, a regional CPA firm. I am located at 909 Kansas City Street, Rapid City, SD. I have been with the CPA firm since 1977. I work approximately 40 hours a month. I provide services that are typically of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am an Advisor with CP Financial Services, a financial services firm located. I am located at 909 St Joe's, Suite 101, Rapid City, SD 57701. I have been with CP Financial since 02/2000. I work approximately 40 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am the director of the Advisory Board for and a shareholder of the First Interstate Bank, a local bank branch located in Rapid City, SD. It is located at 333 W. Boulevard. I have been a shareholder and board director since 1984. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I attend quarterly board meetings and provide input to bank management. My participation is not securities-related or investment-related. (4) I am a minority limited partner in David Pummel & Assoc., DP Financial, LLP, and DP Properties, LLC., all located in Belle Fource, SD. This is primarily and exclusively a CPA firm also providing financial services. I have participated in this activity since 01/1999. I devote no more than 5-10 hours a month to this activity, primarily during non-securities trading hours. I attend partner meetings and provide input to other partners. My participation is not securities-related or investment-related. (5) I am the majority member-owner of and manager for Open Buckle Ranch, LLC., an entity formed to oversee a share crop arrangement. The land is located in Jackson County, SD. I have participated in this activity since 5/2000. I devote roughly 15-20 hours a month to this activity, primarily during non-securities trading hours. I work with the lessee of the farmland, inspect the property and the crops produced. My participation is not securities-related or investment-related. (6) I am the majority member-owner of and manager for Turnac 1 and Turnac 2, LLC. This is an office-space leasing entity. The activity is located at 8588 Dreamscape Road, Rapid City, SD. I have participated in this activity since 2012. I devote roughly 15-20 hours a month to this activity, primarily during non-securities trading hours. I collect rent, inspect the property, and maintain the leases. My participation is not securities-related or investment-related. (7) I am a Shareholder and Treasurer for Warne Chemical and Equipment, Co., Inc., a landscaping services firm located at 2680 Commerce Road, Rapid City, SD 57702. I have participated in this activity since 12/2020. I work approximately 11-20 hours a month. I provide bookkeeping services and attend periodic meetings. Most of my work is during securities trading hours. My participation is not investment-related. (8) I am a Member-Owner of GAB, LLC., an ownership entity located at 612 S Douglas Hwy, Gillette, WY 82716. My participation is not securities-related or investment-related. I attend periodic member meetings. My start date is 08/2003. I devote 1-2 hours a month, primarily during non-securities trading hours. (9) I am a Limited Partner for QR Rushmore located at 1445 North Loop West, Suite 625,Houston, TX 77008. I own 2% of an LLC that purchased the Rushmore Mall. I am a Class B owner and limited partner. This activity was started in October 2021. I spend approximately 5 hours during non-business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-27