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Nas Adel Allan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Staten Island, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-30
TX RA APPROVED_RES 2016-07-26
NJ RA APPROVED 2015-12-09
  • NY RA
    APPROVED
    Since 2021-11-30
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • NJ RA
    APPROVED
    Since 2015-12-09

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,N.A. Somerset NJ 11/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerset NJ 11/2015 Present
Previous Registrations
  • 2015-10-01 → 2015-11-30
    Modern Capital Advisors, Llc
    Bayonne, NJ
    Raleigh, NC
  • 2013-01-07 → 2015-01-16
    Obsidian Wealth Management, Llc
    Woodbury, NY
  • 2012-11-30 → 2013-11-21
    Modern Capital Advisors, Llc
    Staten Island, NY
    Raleigh, NC
  • 2010-09-28 → 2010-12-17
    Jhs Capital Advisors, Llc
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-30
S65 Uniform Investment Adviser Law Examination 2010-06-08
S63 Uniform Securities Agent State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2021-11-30
  • S65 Uniform Investment Adviser Law Examination
    2010-06-08
  • S63 Uniform Securities Agent State Law Examination
    2002-11-01
Other Names
  • Sean Allan
  • Steven Allan
  • Nas Allan
  • Nasser Adel Allan

View on SEC IAPD

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