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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-10
TX RA APPROVED_RES 2017-08-10
  • CA RA
    APPROVED
    Since 2017-08-10
  • TX RA
    APPROVED_RES
    Since 2017-08-10

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Burbank, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beverly Hills CA 06/2009 08/2017
Morgan Stanley Private Bank, National Association New York NY 02/2015 08/2017
Rbc Capital Markets, Llc Beverly Hills CA 08/2017 Present
City National Bank Beverly Hills CA 08/2017 Present
  • 06/2009 → 08/2017
    Beverly Hills, CA
  • 02/2015 → 08/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2017 → Present
    Beverly Hills, CA
  • 08/2017 → Present
    City National Bank
    Beverly Hills, CA
Previous Registrations
  • 2009-06-01 → 2017-08-11
    Beverly Hills, CA
    Beverly Hills, CA
  • 2009-03-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
  • 2002-10-07 → 2009-04-14
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

1) NAME OF ENTITY: Burbank Youth Basketball Foundation ADDRESS: 433 Amherst Drive Burbank, CA 91504 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation that supports the Burbank High School Basketball Team START DATE: 11.08.23 CAPACITY: Board of Directors DUTIES: Help organize, fund raise and run the foundation for the benefit of the Basketball Team. We will help them raise money for gear, tournaments, basketballs, basketball shooting machines and for Uniforms etc. Help the school establish a competitive program year in and year out. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-23
  • S66 Uniform Combined State Law Examination
    2002-09-23

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