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Allen K Maupin

Edward Jones

Lake Park, NC

CRD 4561575

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
NC RA APPROVED 2016-11-21
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • NC RA
    APPROVED
    Since 2016-11-21

Branch Locations

6128 Creft Cir Bldg 2, Lake Park, NC 28079-6510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 09/2016 Present
The Home Depot Charlotte NC 11/2013 09/2016
  • 09/2016 → Present
    Saint Louis, MO
  • 11/2013 → 09/2016
    The Home Depot
    Charlotte, NC
Previous Registrations
Other Businesses

Kickapoo Farms, a Texas General Partnership Type of business: Real Estate Tomball, TX Start date: 1/1/1978 General Partner Hours per week: 0 Hours during trading: 0 Pick up Mail, make deposits

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
  • S66 Uniform Combined State Law Examination
    2016-11-19
Other Names
  • Allen Keith Maupin

View on SEC IAPD

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