Pierre Flores Vargas

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-05-13

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
W&S Brokerage	Cincinnati	OH	01/2023	04/2025
Western & Southern Life	Shelby	NC	12/2022	04/2025
Unemployed	Forest City	NC	09/2022	12/2022
National General Insurance Company	Winston Salem	NC	06/2022	09/2022
Unemployed	Forest City	NC	05/2022	06/2022
Appalachian State University - Plemmons Student Union	Boone	NC	08/2021	05/2022
Equitable Advisors - Covenant Advisory Group	Forest City	NC	06/2021	08/2021
Unemployed	Forest City	NC	05/2021	06/2021
Appalachian State University - Operations Assistant	Boone	NC	09/2019	05/2021
Unemployed	Forest City/Boone	NC	01/2013	09/2019
Wells Fargo Clearing Services, Llc	Indian Trail	NC	04/2025	Present
Wells Fargo Bank, Na	Indian Trail	NC	04/2025	Present

01/2023 → 04/2025

W&S Brokerage

Cincinnati, OH
12/2022 → 04/2025

Western & Southern Life

Shelby, NC
09/2022 → 12/2022

Unemployed

Forest City, NC
06/2022 → 09/2022

National General Insurance Company

Winston Salem, NC
05/2022 → 06/2022

Unemployed

Forest City, NC
08/2021 → 05/2022

Appalachian State University - Plemmons Student Union

Boone, NC
06/2021 → 08/2021

Equitable Advisors - Covenant Advisory Group

Forest City, NC
05/2021 → 06/2021

Unemployed

Forest City, NC
09/2019 → 05/2021

Appalachian State University - Operations Assistant

Boone, NC
01/2013 → 09/2019

Unemployed

Forest City/Boone, NC
04/2025 → Present

Wells Fargo Clearing Services, Llc

Indian Trail, NC
04/2025 → Present

Wells Fargo Bank, Na

Indian Trail, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-05-12
S63	Uniform Securities Agent State Law Examination	2023-04-18

Other Firms