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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-03
KY RA APPROVED 2010-11-19
  • TX RA
    APPROVED_RES
    Since 2015-02-03
  • KY RA
    APPROVED
    Since 2010-11-19

Branch Locations

998 Governors Ln Suite 350, Lexington, KY 40513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Lexington KY 09/2009 Present
Mml Investors Services, Llc Lexington KY 09/2009 Present
Previous Registrations
  • 2005-07-13 → 2009-10-05
    Lexington, KY
    Lexington, KY
    Lexington, KY
Other Businesses

(1)NAME:OUTSIDE INSURANCE CARRIERS, INV REL:Y, ADDR:2365 HARRODSBURG RD #A300, LEXINGTON KY 40504,NATURE:FIXED HEALTH,LIFE,DI INS SALES.POSITION:AGENT, START:06/30/2005, NO HR/MO:1 NO HR/MO DUR TRADING:5, DUTIES:SALES OF FIXED HEALTH PRODUCTS & SERVICING REP ON LIFE AND DI PRODUCTS. (2)NAME: TOP SERVICE, INV REL: N ADDR:120 PARK CENTRAL COURT, NICHOLASVILLE KY 40356, NATURE:COUNTERTOP SALES, POSITION: PARTNER, START:12/01/2019, NO HR/MO:0 NO HR/MO DUR TRADING:0, DUTIES:NO DUTIES OR OBLIGATIONS, SILENT PARTNER. (3) NAME: THOMAS M. JARBOE, JR INV REL: Y ADDR: 376 S UPPER ST, LEXINGTON, KY 40508 NATURE: RENTAL INCOME POSITION: OWNER START: 8/1/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: COORDINATE SHORT TERM RENTALS OF PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-03
  • S66 Uniform Combined State Law Examination
    2002-09-03

View on SEC IAPD

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